From: Cervantes: Bulletin of the Cervantes Society of America
10.1 (1990): 17-34.
Copyright © 1990, The Cervantes Society of America
ARTICLE* |
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RUTH EL SAFFAR |
ersiles, especially
coming as it did on the heels of Cervantes' Don Quixote, has a long
history of baffling its critics. In what follows I would like to touch briefly
on some of the expectations we bring to the reading of prose fiction and
then propose a radically different perspective from which to consider Cervantes'
last work. From this other perspective, based on the alchemical view of the
opus as cyclical rather than linear, I will suggest that
Persiles is a psychological and literary achievement of profound
significance. In the alchemical perspective, it is Don Quixote and
the novelistic tradition of the solitary hero's journey toward death that
seems impoverished. The mysteries that take the initiate out of captivity
to ego-bound consciousness and linear time lead, as we shall see clearly
in the case of Persiles and Sigismunda, into the heart of fecundity and
procreativity as they enact the process by which that which is separate becomes
united with what was once conceived of as other to itself. Continued separation
of the sort experienced by Don Quixote leads inevitably to death and must
be seen, from the perspective being explored here, as a failure.
Until very recently few have been able to read
Persiles without looking for ways to explain it away. I think that
is because
* This
is a paper from a symposium on Los Trabajos de Persiles y Sigismunda,
as is explained in the Foreward of this issue of
the journal.
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18 | RUTH EL SAFFAR | Cervantes |
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we require of our novels that they be ingested for their plot
interest, and that they be judged according to the norms of everyday life.
Like the Canon of Toledo, like the neo-Aristotelians whose apotheosis of
verisimilitude made likeness to outer reality the lynch-pin for a palatable
theory of fiction, we tend to ask of a work of art that it make
sense in an intellectual way. Few of us admit to Don Quixote's passion
for romance, and fewer still know how to enter the symbolic language of a
text to read it imagistically. Yet only such a style of reading yields the
incredible treasures contained in Persiles as it spirals out temporally
from the present forward into the future and retrospectively into the past,
juxtaposing images of birth and death, transcendence and depravity in a
bewildering array of events. Curiously, it is Don Quixote who alerts us to
the importance of a reading style not dependent on the satisfactions of the
intellect.1
In the mini-romance he spins for the Canon
of Toledo in I, 50, Don Quixote evokes a scene that has all the characteristics
of what the alchemists might call a solutio
experience.2 Let us re-read a little of the
extended fantasy: Tell me, Don Quixote asks the Canon,
could there be anything more delightful than to see displayed here and now before our eyes . . . a great lake of pitch, boiling hot, and swimming and writhing about in it a great number of serpents, snakes and lizards, and many other sorts of savage and frightful creatures; and then to hear issuing from the middle of that lake a most dismal voice crying: You, Knight, whoever you may be, that gaze on this dreadful lake, if you would reach the treasure hidden beneath these black waters, show the valour of your dauntless heart and plunge into the middle of its dark, burning liquor? (I, 50, 440)3
Don Quixote continues his fantasy, imagining, of course, that the knight will overcome his fears and jump in, thereupon
1 Alban
Forcione, in Cervantes, Aristotle, and the Persiles, was
the first to analyze as a coherent literary response Don Quixote's
anti-Aristotelian defense of the chivalric novels in I, 50. 1 am indebted
to his insights for this part of my reading.
2 The alchemical
terms used here and throughout the article come from the vast material published
on alchemy in the seventeenth-century. Although much has been written on
alchemy by twentieth-century commentators, perhaps the most accessible reference
for an explanation of the terminology is Edinger.
3 This and all
subsequent references to Don Quixote are drawn from the Cohen
translation.
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10.1 (1990) | Persiles' Retort | 19 |
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finding himself in the midst of a meadow more beautiful than the Elysian fields. After describing the natural and artistic wonders of such a paradise, he continues to press his case to the Canon:
and after this could there be a finer sight than a lovely troop of maidens coming out of the castle in such gay and gorgeous attire that, if I were to set out now to describe them as the stories do, I should never end? And then for the one who seems the chief of them all to take the bold knight who plunged into the burning lake by the hand, and silently lead him into the rich palace or castle, and strip him as naked as his mother bore him, and bathe him in warm water, and then anoint him all over with sweet-smelling ointments and put on him a shirt of finest samite, all fragrant and perfumed? (I, 50, 441)
The fantasy goes on to evoke still more sensual delights: a sumptuous feeding,
the sounds of beautiful singing and finally the experience of being surrounded,
after dinner, by more lovely damsels.
Don Quixote offers the story of the Knight
of the Lake as an alternative to the Canon of Toledo's theory of art. That
theory, which dominated late sixteenth- and early seventeenth-century ideas
about prose fiction, places a premium on verisimilitude and the satisfaction
of the faculty of reason. In Don Quixote's artistic value system, it is
imagination, rather than reason, that is seeking satisfaction. His underwater
fantasy, unrealistic though it obviously is, clearly responds to a need within
him. His conscious appropriation of the role of knight with his aspirations
to fame, power, and efficacy carries on its underside a longing to
return to the passivity of infancy, where countless lovely ladies will bathe,
oil, dress, feed, and sing to him. The fantasy, while demonstrating how art
satisfies by being the carrier of unconfessable desire, also reveals a deeply
regressive tendency that is the mark of an immature ego. If neo-Aristotelian
literary theory is repressive, what Don Quixote uncovers beneath the repression
is a lost infancy in the collective unconscious whose needs are met in images
of care and feeding in a never-never land of beautiful and oliferous female
caretakers.
Erich Neumann has called the blissful state
of dissolution that Don Quixote elaborates in his fantasy uroboric
incest:
In uroboric incest, the emphasis upon pleasure and love is in no sense active, it is more a desire to be dissolved and
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absorbed; passively one lets oneself be taken, sinks into the pleroma, melts away in the ocean of pleasure. . . . The Great Mother takes the little child back into herself, and always over uroboric incest there stands the insignia of death (Origins, 17).
Longing for the Great Mother and the restoration
of the age when she reigned is the motivator for Don Quixote's quest, as
he makes clear in his Golden Age speech in I,
11.4 As powerful as his armor is the drive
to break through it to risk taking in, and being taken in by, the world
from which he has lived so separated. The fantasy of the snake-infested lake
reveals both the danger of the desire to break through, and, correspondingly,
the primitive nature of the urges his armor holds in check. Diana Wilson,
in an informal communication, has called Don Quixote's secret wish to be
taken in by so many anonymous ladies his diapering fantasy. In Part II, where
the knight's search, through an increasing passivity and contact with earth
and water, carries him ever-closer to his death, the idealization of the
damsel figure itself begins to break down as the women he meets become
increasingly coarse, hostile and menacing.
Images of death, disorientation and darkness
in fact dominate the Don Quixote of Part II, offering a melancholic counterpoise
to the heroic, solar qualities the hero sought to incarnate in Part I. The
crows who throw him to the ground in Chapter 22 as he initiates his descent
into the Cave of Montesinos are harbingers of the death and despair he will
encounter underground in the figures of the enchanted knights Durandarte
and Montesinos, just as the post-menopausal Belerma, with her black robes
and sallow complexion, portends the failure of his hopes for a recovery of
the lost Dulcinea. In fact, the cave dream that Don Quixote accepted as truth
shows division, not union, to be the end product of his search for the idealized
feminine. Both Belerma and Dulcinea appear in the dream not only corrupted
and debased, but also on the other side of the glass out of reach if
not out of sight. As we have already seen, the uroboric incest fantasy in
which Don Quixote indulges in I, 50 suggests that the knight is prepared
only for the kind of connection to the feminine that implies dissolution,
and hence, death. The dream in II, 23 reinforces the sense that Don Quixote
as knight can never break through to that other, and that, furthermore,
that other is
4 This
is a point on which I have elaborated at much greater length in my article
In Praise of What is Left Unsaid.
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10.1 (1990) | Persiles' Retort | 21 |
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a figure of decay and loss who cannot provide him with what he wants.
Using the imagery of alchemy as a metaphor
for the psyche's search for union with the other, we could say of Don
Quixote that the goal of the opus the coniunctio
or marriage of the King and Queen, is aspired to but not achieved. Don Quixote
intuits the imprisonment of psyche in matter it is that intuition that
drives his chivalric career and that stimulates his idea that the women he
meets along the way are being carried off against their will. He imagines
as he tells Sancho in I, 19 that he will in fact be able to pull
off marriage to a princess and ascent to the throne by the strength of his
sword. When the sword and the will that wields it tire, however, as they
do in Part II, the fact of failure is revealed. The effort to force the soul's
redemption ends not in fulfillment but in death, as Don Quixote acknowledges
in Chapter 72 when he realizes that Dulcinea will not appear.
I find it curious, if not symptomatic, that
it would be Don Quixote that has so captivated our collective imagination.
Don Quixote is a case history of a modern Western man, cut off from
his mythic and archetypal roots and seeking, through adjustments in consciousness
(taking on a new name, a new persona, a new career), to establish
a regenerative relationship to the captive soul, or to whatever that lost
and discarded other might be called. The approach to union that
Don Quixote enacts imitating so many of his compatriots, indeed, parodying
the whole colonial enterprise is bound to fail. Cervantes' masterpiece
exposes the relationship between armoring and addiction long before we have
awakened collectively to their grip on us.
In Don Quixote the solutio experience
that is desired is also resisted. In Part II when water imagery begins to
emerge, the knight is still armored, so that when he responds to the call
of the captive spirit at the shores of the Río Ebro, he cannot
make the rescuing journey. When he falls from his oarless boat in I, 29,
the armor nearly drags him under. On the shores of an even larger body of
water he once again falls and faces death, with the consequence this time
that he relinquish his armor for at least a year. If solutio was
understood by the alchemists to be the beginning of the work, Don Quixote
has not truly entered the alchemical retort until it is too late. At Chapter
64 of Part II the resistance has gone on too long.
Before pushing further into the apparently
strange and arcane world of the alchemists, I need to pause here to make
some
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procedural clarifications. It is not necessary to this analysis to imagine
that Cervantes consciously adopted alchemical imagery for the work in which
he intended to compete with Heliodorus. The reading I offer here
is not one that grows out of an intertextual impulse, though such an approach
might well buttress what I am attempting here. The period during which Cervantes
was writing his major works happens to coincide with the golden age of European
alchemy. The works of Heinrich Khunrath and Michael Maier, along with many
others, were published within a few years of
Persiles.5 The wood-cuts, musical
compositions and poetry that were directly inspired by alchemical insights
testify to the strong attraction alchemy carried for creative figures of
the Renaissance. Still, my case here rests on the deeper sense that the fount
of all imagery is the psyche itself, and that under certain conditions, that
imagery may come forth spontaneously.
My thesis here is that Cervantes'
Persiles, if some of its parts were written early, is in over-all
conception the work of Cervantes' last years. I can well imagine, as Avalle-Arce
has conjectured, that the basic matter of Books I and II was written before
Don Quixote. Books III and IV have more of the feel of the later writing,
it is also true. What interests me, however, is the totality, the final
disposition of the disparate parts into a whole that has the overwhelming
coherence of a completed psychological journey one that plunges its
principal protagonists in medias res into the refining retort where
they will undergo the burning, dissolving, coagulating, mortifying, putrifying,
separating and conjoining processes by which their desires are refined and
transformed.
Moving now into some general points about the
nature of the alchemical work, it might be helpful to consider the writings
of Carl Jung, whose fascination with the relationship between alchemy and
psychoanalysis influenced his writing throughout the second half of his life.
He says of alchemy that it
represents the projection of a drama both cosmic and spiritual in laboratory terms. The opus magnum had two aims: to rescue the human soul and the salvation of the cosmos. . . . This
5 The
recently-published The Golden Game gives a reprinting of many of the
alchemically-inspired woodcuts and commentaries that were published during
the golden age of alchemy, between 1600 and 1680.
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10.1 (1990) | Persiles' Retort | 23 |
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work is difficult and strewn with obstacles; the alchemical opus is dangerous (C. G. Jung Speaking, 228)
As we shall see as we delve further into
Persiles, the journey of Persiles and Sigismunda is one carried out
in constant exposure to death. It follows, in fact, a pattern of death and
rebirth that Alban Forcione also has traced in his Cervantes's Christian
Romance. Unlike the Christian journey, however, whose goal is transcendence,
the alchemical one being enacted between Persiles and Sigismunda leads toward
earthly fecundity and power, as symbolized in the marriage of the king and
queen. As Eduardo González has shown in a complex analysis of the
first 11 chapters of Book I, the work is to escape the mono- and homoerotic
economies in which the protagonists are caught.
Alchemy, using the imagery of chemical processes,
involves the procedures by which base matter the prima materia,
is cleansed of its dross so that the essential perfection hidden within it
may be freed. The end of the alchemical opus is often imagined as
a royal marriage or coniunctio. Many alchemical woodcuts depict the
last stage of the alchemical process as the marriage of the King and Queen.
And, incidentally, they often show an earlier stage in which the union not
achieved but foreshadowed involves the royal pair as brother and sister.
Before that stage, as a still earlier foreshadowing, alchemical imagery
shows the union in the figure of the hermaphrodite, the monstrous
uniting in a single body of the opposites which must later be differentiated
so as to be reunited.
Essential to the work, so basic that many
alchemists have called it the root of alchemy, is the bath, or
solutio. In many places the whole opus is summarized by the
phrase dissolve and coagulate (Edinger, 47). In Persiles,
unlike Don Quixote, the solutio experience is indeed primary.
The work, and the work, begins when the couple has reached the stage
of dissolution, when their outer self-definitions, including their gender
identification have been stripped entirely away. They are literally
at sea when Book I begins.
Jung says of the symbolic process that it is
an experience in images and of images. (CW 9.1 par. 82).
He adds further that:
its development usually shows an enantiodramia structure like the text of the I Ching, and so presents a rhythm of negative and positive, loss and gain, dark and light. Its beginning
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is almost invariably characterized by one's getting stuck in a blind alley or in some impossible situation; and its goal is illumination or higher consciousness, by means of which the initial situation is overcome on a higher level (9.1, par. 82).
The place where Persiles is stuck is represented
imagistically at the beginning of the novel in the cave to which he has been
consigned, having been captured by the inhabitants of the Barbarous Isle.
It is not until 450 pages later, four chapters from the end of the book,
that we are finally told in novelistic terms what made up Persiles'
impossible situation. In other words, image quite literally takes
precedence over idea or reason in this work full
of prophets, diviners, witches, astrologers, werewolves, mythological figures,
and semi-magical events.
Late in Book IV Persiles, finally having reached
what he thought was the end of his journey only to be rejected by Sigismunda,
runs into the woods, overcome with grief. There, in the depths of his deepest
despair, alone at night in the woods and convinced that he will never achieve
his goal, he overhears the voice of his old servant Serafido. Through the
language of Persiles' childhood, Serafido returns the hero to a recollection
of his origins, as he tells a person that turns out to be Rutilio the story
of Periandro's true identity and upbringing. In the ultimate retrospective,
that works as a kind of deep anamnesis, Persiles is reminded, in his
mother tongue,6 of who he is and
where he came from.
The initiating problem out of which the whole
journey grew, we finally learn as the journey draws to its end, is that Persiles
was caught deep in a conflict between his love for Sigismunda, a princess
sent to live with them because of a war in her native Frislandia, and his
fear of Magsimino, the older brother betrothed to Sigismunda. So stuck is
Persiles in that love triangle so paralyzed by fear of his brother,
so overcome by desire for his brother's fiancee that he has begun to
waste away.
Jung frequently commented regarding rational
thinking that tertium non datur that is, the third term,
the resolution
6 It is
important that the anamnesis that Serafido allows Persiles to undergo is
carried out not in Spanish but in Norwegian, for, as Walter Ong has shown
us, ones first language is associated with the earliest hungers and passions,
and has deep links to the unconscious. Serafido, though he is officially
Persiles' servant, actually functioned as another mother for Persiles. He
says of Persiles, I'm the one who raised him and the love I feel for
him should lead me to go on and on . . . (342).
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10.1 (1990) | Persiles' Retort | 25 |
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between opposites, is never perceived by the intellect. Ordinary consciousness
works only between terms in opposition, which is why the intellect unnourished
by the well-springs of the archetypal is so prone to absolutist positions
and therefore to violence. The third term, by which the opposites are reconciled,
emerges not out of consciousness, but in the unconscious. It arises not through
efforts to control and decide, but through indirection, and a willingness
to lose one's way by taking an unfamiliar route.
The third that intellect never
anticipates or understands turns out in this case to be Persiles' mother
Queen Eustoquia, who is little impressed with codes of honor when it comes
to the health and well-being of her beloved son Persiles. Serafido explains
to Rutilio:
[Persiles] went to tell [Queen Eustoquia] that he was dying for Sigismunda, and that he'd decided to let himself die rather than betray the respect he owed his brother. This confession brought the queen's dead happiness back to life. She gave Persiles hope, saying she'd help him even if it would mean pushing aside Magsimino's wishes, for when it comes to saving a life there are more important things to consider than a brother's anger (343-44).7
Here, however, unlike the case in Don Quixote, the mother's path does
not draw the son into the magma of uroboric bliss. Instead of inviting him
back to the mother or Great Mother image, the human mother Eustoquia points
beyond herself to a relationship to the feminine that is not regressive but
in fact growth-enhancing.8
As Jung has said in a passage already cited,
the goal of alchemical work, as of analytical work, is not so much to get
out of the presenting difficulty as to achieve illumination through overcoming
it at a higher level. As the band of pilgrims makes its way from the frozen
northern islands to Rome over the course of the four books of
Persiles, the hero continues to experience the same problems of rivalry
and desire that drove him out from home in the first place. Persiles escapes
conflict with his brother
7 All English citations
to Persiles are from the Weller and Colahan translation.
8 Erich Neumann,
in The Great Mother distinguishes between a feminine that has a regressive
effect, and a feminine that promotes growth. The former is more associated
with the engulfing mother, the latter, with the maiden.
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Magsimino only to find it again in his rivalry with Prince Arnaldo. In every
book Persiles has to contend with rivals of high birth who represent aspects
of his own pretensions toward her. His flare-ups of anger and rivalry are
expressed in each book through inferior characters who stand
for the weaknesses in his nature that he is learning to overcome. The fires
in Persiles burn those who have not been able to tame their lust.
They have their counterpart in the alchemical refining process which Jung
found so analogous to the work of individuation.
Persiles' movement into action out of depression
introduces another key process in the alchemical work, a process the alchemists
called coagulatio. Coagulatio means something like taking on
flesh, becoming embodied. It can feel like a punishment, because it is the
consequence of taking a step that will challenge outer authority. As Edinger
says, being an ego is inextricably connected with guilt, which is punished
by coagulatio, getting caught up in matter doing something
(93). When Persiles sneaks off to Rome with Sigismunda he is following an
inner authority against an outer one. The fall into matter that is implied
in the coagulatio, while it is redemptive, also takes on the quality
of that which needs to be redeemed. Persiles, by leaving for Rome with
Sigismunda, becomes caught up in matter and feels encumbered by it in the
process, from whence comes the meaning of labors or
trials in the book's title. Coagulatio engages the initiate
in labor, in the hard, physical, working through.
The opening scene on the Barbaric Isle, the
scene by which the work begins, depicts the hero imprisoned, and marked for
death. The death sentence is not absolute, however, and Persiles manages,
because of his beauty and radiance, to escape the fate to which he appeared
destined. The opening scene, therefore, is an instance all unto itself of
the cycle of death and birth, a cycle Persiles will repeat again and again
as he works his way to Rome. The icy seascape and isolated islands that are
the geographical backdrop of Persiles' trials in Book I figure forth his
own frozen and isolated soul. It will be through the combined action of
solutio and calcinatio, through the process of dissolving and
burning, that he will distill, out of the dross of desire, the essence that
is his love for Auristela.
The fiery phase of alchemical work, called
calcinatio, has to do with affect. Of this part of analysis Edward
Edinger says:
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Calcinatio brings about a certain immunity to affect and an ability to see the archetypal aspect of existence. To the extent that one is related to the transpersonal center of one's being, affect is experienced as etherial fire (Holy Spirit) rather than terrestrial fire the pain of frustrated desirousness.
Calcinatio is captured at a basic level
in the prophecy which determines the barbarians' actions in Book I. The hearts
of the male captives, we are told, are dried and ground into a fine powder,
which is then made into a drink. The man who will be designated to father
the child who will win power and respect for the inhabitants, is the barbarian
who can drink the potion without wincing. The recipe closely resembles that
used by the alchemists in the calcinatio phase. And since
calcinatio represents the necessary frustration of concupiscence,
we can see why the barbarians are so slow to find a man among them capable
of drinking the potion that has the quality of quick-lime. So poor are the
barbarians at mastering lust that instead they fall into it, conflagrating
their entire island in the process.
The operations of calcinatio and
solutio around which so much work is carried out are exemplified in
the inset stories of Rutilio and Manuel de Sousa Coutinho in Book I. The
two stories reveal the Scylla and Charibdis of the lovers' journey: Rutilio,
who runs off with his dance student to Rome, has allowed lust to dominate
him; Manuel, who endures a two-year wait to marry the woman he loves only
to discover on his wedding day that she has given herself to Christ, has
fallen into despair. The first escapes, but barely, the consuming fires of
the Barbarians; the second attempts to throw himself into the sea.
Fire and water desire and despair: these
are the elements through which Persiles is working, elements and passions
reiterated in every book and circulated through many of the characters.
Throughout each of the four books Periandro and Auristela will steer a difficult
course between passion and renunciation, between enacting a cheap week-end
get-away to Rome à la Rutilio and giving up and casting themselves
in the freezing waters of rejection and isolation à la
Manuel.
That the process of calcinatio is central
to the refining work to which Persiles has submitted himself is clear not
only because he confronts the dangers of fire in every book, but because
of the central role of Rutilio, who has also escaped the fire, and who best
represents Persiles' journey in its negative aspect.
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Rutilio learns, just as Persiles has to, to tame the fires of lust. It is
he who is present at the final coniunctio at the end of the work.
Yet Rutilio's name also suggests another aspect
of the alchemical process, the notion of circulatio or
circumambulation.9 Persiles is constructed
along a cyclical patterning, so that what is up comes back down, and what
is down must go back up. Persiles and Sigismunda's journey is not over, even
at book's end, as the presence of Serafido and Magsimino and Rutilio at the
end make clear. Persiles and Sigismunda will return to the north. Their work
may require renewal at a later date. The narrator tells us they had many
children and grandchildren. Each new person and each new generation opens
up the opportunities for the continued process of death and rebirth, of decay
and renewal, or going out and coming back, that is represented in the alchemical
work.
Of all the many pairs of lovers represented
in the Persiles, only Periandro and Auristela withstand the tests
of frustration and jealousy to which, again and again, they are subjected
in a kind of ever-renewed, sublimated, patriarchal taste
test.10 With each experience they grow
in consciousness, and, correspondingly, the fires become less and less
threatening, more and more contained. In Book I on the Barbaric Isle the
pilgrims barely escape with their lives when lust among the barbarians sets
off an orgy of murder and burning. In Book II the fire that sends the pilgrims
on the run is set by craft, not brutish stupidity, and the pilgrims more
easily escape. In Book III a tower with metal doors protects them from one
fire, and the other they escape before it even becomes a danger to them.
Finally, in Book IV, the fire appears as a strictly inner affair, and manifests
in a fever which immolates Persiles' only true rival, his feared brother
Magsimino, come to Rome to impede his younger brother's marriage.
If fire is the instrument by which the self
is purged of affect and passion, the alchemical process of solutio
works to break
9 Edinger
says of circulatio that [it] is an important idea in psychotherapy.
Circular motion around a center and up and down are common images in dreams.
One must make the circuit of one's complexes again and again in the course
of their transformation (114).
10 The
patriarchal taste test echoes Diana Wilson (154), who so describes
the Barbarian's method of selecting a man from among them to father the new
king by seeing who can drink the drink made of powdered hearts without
wincing.
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10.1 (1990) | Persiles' Retort | 29 |
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down ego and persona barriers. The sea into which Persiles and Sigismunda
set out as they follow Queen Eustoquia's suggestion that they go to Rome
dissolves all attachment to their egos driving them into roles and
activities never before experienced by a pampered young prince and princess.
For two years they wander in strange dress under assumed names among people
of languages and customs utterly alien. They are even, for a long time, separated
from one another. So absolute is the dissolution of identity of Periandro
and Auristela that when they first find one another after having wandered
separately and lost on the seas and among corsairs and pirates, that they
embrace, each dressed in the clothes of the opposite gender. Their cross-dress
embrace, albeit monstrous, provides an image of their ultimate union. The
hermaphrodite, a frequent symbol in alchemical drawings, stands for the
conjunction of opposites that Persiles and Sigismunda in fact ultimately
produce out of their island of lust and identity confusion. In this sense
the prophecy of the Barbaric Isle can be interpreted symbolically as Persiles'
own search for rebirth out of his languor and desire and into a more efficacious
expression of self.11
At the moment when their true journey with
one another begins, therefore, the solutio has so dissolved their
identities that nothing of who they once were remains but their love. In
the disguise they take on once they have escaped the dangers of the Barbarous
Isle, however, they represent themselves gender-appropriately, but as brother
and sister, and not as lovers.
Edinger says of the solutio process
in alchemy:
Sol and Luna will stand for the masculine and feminine principles as they concretely manifest themselves in the personality at the beginning of the process. In other words, the dominant conscious attitude of the ego is represented by Sol and the anima at its current state of development by Luna. These two are dissolved in a friendly water that is,
11 Jung writes about the motif of the child that it is frequently associated with the notion of salvation and often prefigures a major reorientation of the personality. In The Psychology of the Child Archetype he writes:
One of the essential features of the child motif is its futurity. The child is potential future. Hence the occurrence of the child motif in the psychology of the individual signifies as a rule an anticipation of future developments. . . . It is therefore not surprising that so many of the mythological saviours are child gods. This agrees exactly with our experience of the psychology of the individual, which shows that the child paves the way for a future change of personality (83).
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mercury which is equated with the maternal womb and corresponds to the prima materia. Incest symbolism is emphasized by the phrase, it behooves you to join consanguinity, a sameness of kind (48).
As Persiles and Sigismunda travel disguised
as brother and sister, they do have a real incest problem, one that Clodio
suspects early on and that comes to a head in Book IV when Constanza and
Antonio the Younger confront Auristela about her excessive love for a man
she insists on calling her brother.
In the woodcuts of the Rosarium
Philosophorum we see the stages of the transformation process as Sol
and Luna, masculine and feminine work their way through to the stage of
enlightenment that is represented in the mysterium coniunctionis,
or marriage of the king and queen. In the hermaphroditic embrace of the couple
at the beginning of Book I we see foretold the beginning of a transformation
process that will end in the marriage of Persiles and Sigismunda as king
and queen of their now united islands. That the union is productive and creative
is signalled by the last several words of the book, which refer to Persiles'
and Sigismunda's long and happy line of descendants.
Although coniunctio is the goal of the
process, and calcinatio and solutio (among others) the means
by which it is reached, it is important to note that the work goes
on in the unconscious. Don Quixote could not really reach his goal of union
because he was trying to achieve it by the strength of his own will. His
ego was therefore always in the way. He could not sink into the chemical
bath without drowning. Persiles and Sigismunda, on the other hand, have plunged
in when the story begins. They are at the mercy of forces greater than they,
and are in danger at any moment of succumbing to those forces. I think that
a lot of the play with the magical and the miraculous in Persiles
has to do with the fact that these basically unconscious figures need
wolves to warn them off and sages to guide them in territory completely
unfamiliar to the intellect.
In the light of the magical elements in
Persiles, it is interesting to contemplate the role of the sage, and
to note that all along the way, from Book I to Book IV, there is a figure
of prophecy a seer who both provides an image of the goal and
gives pointers as to how that goal can be achieved, or at least helps out
when the dangers become too great. In the first Book the wise old man figure
is a prophet, admired by the barbarians, who has foretold the birth from
among them of a powerful leader. It is a
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regenerative prophecy, and involves calcinatio and coniunctio,
as we have seen, in an effort to produce the divine child or savior.
In Book II the wise old man emerges in the
figure of the astrologer Mauricio, who is able to foretell disasters occasioned
by lust and thus to save the pilgrims. Through his daughter Transila he also
participates in the seeking of a true coniunctio as he supports her
in resisting the first night rape rituals common among his countrymen. His
predictions are useful and accurate, but they are of a clearly mundane nature
and are subject to considerable discussion and skepticism.
It is at the end of Book Ill, however, just
as the pilgrims are about to reach Rome, that the fullest expression of
enlightenment appears in the figure of the wise old man Soldino. In addition
to having the power of prophecy, a prophecy which allies his consciousness
with that of the author as he foretells the outcome of each major
character's journey, Soldino has a philosophy of life and a way of living
that is anything but mundane. Having warned the pilgrims of an impending
fire he leads them to his hermitage and invites them into what looks like
a dark cave only to reveal, deep in its center, a beautiful field full of
flowers and fruit-bearing trees. Here is the elysian field of Don Quixote's
fantasy, once again, but achieved now not by an impetuous leap into murky
waters, but through painstaking work. Soldino explains: I built the
hermitage with my own hands and constant effort. . . .
Here I am lord of myself (286-87).
He goes on to point out that his inner world
satisfies in a way the outer world of war and conflict never could. It is
a place of joy and sorrow where past, present and future are all one. It
is, in short, the image of the inner world that, as the pilgrims reach their
destination, will be outpictured in the heavenly city of Rome
and the marriage of the king and queen.
Yet Soldino's solitary renunciation of the
world is still not the end of the journey. He is, like the Barbarian prophet
and Mauricio, a way-shower, but not himself a figure of salvation. For, as
has already been noted, transcendence is not the goal of alchemy. In this
sense, Persiles is not ultimately a Christian romance. The goal of
alchemy is earth-, not heaven-centered.12
The
12 As
Edinger puts it, The alchemical filius philosophorum begins
and ends on earth. This suggests that primary importance is given to the
concrete, spatio-temporal reality of the ego. The fulfillment of the limited
human condition is placed above ideal perfection (144).
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journey, like a triangle that inverts that of the Christian journey, goes from earth to heaven to earth again. This is how Jung puts it:
In the language of the alchemists, matter suffers until the nigredo [the darkness of the prima materia] disappears, when the dawn will be announced. . . . But in the state of whiteness one does not live in the true sense of the word. . . . In order to make it come alive it must have blood. . . . Blood alone can reanimate a glorious state of consciousness in which the last trace of blackness is dissolved, in which the devil no longer has an autonomous existence but rejoins the profound unity of the psyche. (C. G. Jung Speaking, 228)
Throughout Persiles the temptation of
escape into what Jung would call the whiteness is latent in the
struggles of the young lovers. The first sign of that temptation comes in
the interpolated story of Manuel de Sousa Coutinho already alluded to. The
devastating effects on Manuel of his beloved's entrance into the Holy
Orders* serves as an early indication of a
possible way out that is not a way out at all. Both Manuel and
Leonora die of the effects of that escape. Sigismunda, nevertheless, often
feels drawn to the idea of the convent, and it is her decision to choose
God over Persiles in Book IV that drives Persiles into his deepest despair.
In the final scenes of the work, however, in
the carefully orchestrated reunion of all the characters of the primary triangle,
the blood and the redness that for the alchemists represents
the end of the work comes into play. Persiles is being embraced by Rutilio
and Serafido in Chapter 13 of Book IV when the jealous lover of Hipolita,
Pirro the Calabrian, rushes upon him and runs him through with a sword. When
Magsimino, the brother whom Persiles has betrayed, catches up with the couple,
he finds Persiles all covered and stained with blood (349). As
his last dying act, Magsimino, who is burning with the Roman fever, joins
Persiles and Sigismunda. The narrator describes the scene with considerable
attention to detail: with his right hand he took hold of his brother's
left . . . while with his left he grasped Persiles' right hand
and placed it in Sigismunda's (349). Here the dying king performs the
union, saying:
I believe you're prepared for this, my true children and brother and sister. Dear brother, touch these eyelids and close these eyes of mine in eternal sleep, while with this other
* There
is apparently confusion here between Holy Orders the sacrament
by which a one is ordained a priest and profession, which
refers to the vows one takes upon entering a religious order. Instead of
the Holy Orders, the text should probably read: a religious
order. -F.J.
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10.1 (1990) | Persiles' Retort | 33 |
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hand, clasp Sigismunda's and in so doing seal the promise I want you to give her to become her husband, and let the witness of this marriage be the blood you're losing and the friends who surround you (349-50).
This is a strange wedding ceremony indeed, one conducted not by a priest, but by a dying king, and not in a church, but outside, in the street:
Obeying the command of his brother who was in death's grip, he [Persiles] closed his brother's eyes with his hand; then not knowing whether to feel happy or sad, with his tongue he pronounced the I do that gave him to Sigismunda as her husband (350).
This marriage begs to be regarded in symbolic fashion, as it so severely deviates from the norms which Christians by 1616 had come to expect, especially of royalty. Why, after so much struggle to get to Rome, would the king and queen marry on the streets outside Rome? Why would the marriage involve the death of the old king, and the birth out of him, who refers to Persiles and Sigismunda as my children of a bloodied young man and his bride? I believe that to attend to this imagery is to return Persiles to the chemical retort in which, for the four Books that make up the Trabajos, he and Auristela are heated and cooled, dissolved and coagulated, separated, and finally conjoined. But it is also a retort, or response, to the figure of the solitary hero as depicted in Don Quixote, being a testimony to the value of the unconscious and of passivity as co-participants, with consciousness and activity, in the magical work of transformation.
UNIVERSITY OF ILLINOIS-CHICAGO |
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Digitized with the help of Contessa Marion |
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Fred Jehle jehle@ipfw.edu | Publications of the CSA | HCervantes |
URL: http://www.h-net.org/~cervantes/csa/artics90/elsaffar.htm |