One of my dearest colleagues, now
deceased, used to terrify entering law students with a speech entitled
"Law School is Different." The main point was that life as an
undergraduate was a piece of cake compared to the hard work, difficult
subject matter, and low grades that awaited those who were about to
begin their legal studies. To a degree, he was quite correct, and yet I
must admit that my transition to law school was marked by a different
perspective. Based on my undergraduate experience, I anticipated that
law school would be a more complicated, but nevertheless, a similar
learning experience. I really enjoyed college because it provided such a
rich variety of subjects. Each field had a different epistemology, a
distinctive vocabulary, and a progression of topics leading from the
basics to more complex areas of the discipline. By way of contrast, as I
saw it, law was law. For convenience and ease of study, it could be
subdivided into discrete courses, such as torts, civil procedure,
contracts, and property. But when you came down to it, the subject was
still law.
Is constitutional law, and thus
constitutional history, different? Maybe so. At South Carolina we try to
teach constitutional law to our first year students. Over and over
again, in informal polls and on student evaluations of teaching, we
learn that constitutional law is the most hated subject in the first
year. The most strident complaint is that constitutional law is distinct
from the other so-called "common law" subjects they study. They claim
that it is harder to grasp; the rules are less certain. Considerations
of policy are more significant in constitutional litigation than in
other categories of law. Stare decisis is seen as virtually absent in
modern Supreme Court decisions, and concepts like standing to sue take
on different meanings when you move into the constitutional law area.
Is my cherished assumption-- that law is
law--incorrect? Is the law of the Constitution distinct? Is it oil that
floats on top of common law water, polluting the academic environment
and killing the burgeoning enthusiasm of first year law students? More
specifically for our purposes, will we disorient our undergraduates by
subjecting them to common law method, and private law litigation, even
as we discuss the Constitution of the United States?
The first task of a classroom teacher is
to explain and simplify, and then to move students into more complicated
materials as their competence develops. An additional requirement for
those who would teach history, is the necessity of projecting a
student's perspective back into the past. When my students visit my
office they are intrigued to find a manual typewriter still in use, even
though most of my work is done on a Windows 98 computer. Over my
thirty-five years of teaching I have witnessed a steady decline in my
students' perception of the past, and indeed, they seem to find it more
and more difficult to conceptualize a world different from their own. I
find that private law cases, because of their usual dependence upon the
concrete facts of everyday life, provide a very valuable antidote to a
student's tendency to fall into anachronism. In my view they also
provide a very helpful pedagogical tool for drawing students into a
discussion of how societal forces--especially technological development,
economic diversification, and intellectual innovation--play a role in
legal development.
Two and a half decades ago Professor
Robert Gordon suggested that legal history can be written with close
attention to professional concerns and considerations, or it can be
studied more broadly by looking at the way in which law is shaped by, or
shapes, society. He characterized the first as working "within the box,"
and the latter as looking beyond the box to discover the dynamic
relationship between law and social forces.(1)
Both are perfectly valid approaches to legal history, and in the hope of
generating heated argument, may I suggest they are also applicable to
studying the United States Constitution? My suspicion is that our
undergraduates would like us to stress the relationships between law and
society, and that we ourselves would prefer to be "outside the box."
However, I believe that by working more analytically within that box--by
mixing constitutional study with attention to private law
developments--we may raise some basic questions about the dynamics of
our constitutional system. As I move through a few examples, you may
wonder whether working within the box may not ultimately lead to
considerations that really are "outside" the box, and whether we do not
come "full circle" in our efforts to teach American constitutional
history.
Judicial Review
Let me begin with judicial review. In
this I follow my college teachers, and certainly most law school
teachers. There is something dogmatic, or credal, about doing so, but
most of us start a course in constitutional studies with Marbury v.
Madison. Now mind you, I am not ungrateful that editing John
Marshall's papers supported me comfortably for ten years. Despite that,
it is a fact that Chief Justice Marshall did not invent judicial review.
Federalist 78, along with a good number of State cases and U. S.
Circuit Court decisions, suggest that he had a lot of help along the
way.
My preference is to teach judicial review
as a product of American colonial law, growing in part from the doctrine
of repugnancy in the British imperial law. From the first days of
English settlement, the imperial constitution required that colonial law
(both statutory enactments and common law decisions) not be repugnant to
the law of England. The Privy Council in reviewing colonial legislation,
and in deciding appeals from colonial court decisions,
paid close attention to the degree to
which colonial law conformed to English standards.If a statute was found
repugnant to English law, it was disallowed and rendered null and void.
Unquestionably, the law of England was the supreme law against which
colonial enactments and court decisions were construed. On the other
hand, colonial conditions might justify some departures from English
law, and the Privy Council was quite flexible in its application of the
concept of repugnancy. American colonial lawyers were adept at using
repugnancy to argue their cases; federalism was well known, and
supremacy understood, not by the genius of the so-called Founding
Fathers at Philadelphia, but rather from the actual experience of law
practice within the British Empire.(2) I
like to use a South Carolina colonial case to illustrate the dynamics of
this type of judicial review. Rex v. Mellichamp(3)
involved a legislative attempt to deny benefit of clergy to individuals
convicted of counterfeiting English or South Carolina currency.
Counterfeiting was a serious law enforcement problem in British North
America.(4) Indeed, it was a profitable,
albeit an illegal, business throughout British North America.
Counterfeit colonial currency was of the highest artistic quality since
many of London's most gifted engravers were employed by the counterfeit
rings. Furthermore, English criminal law made benefit of clergy
available to those convicted of counterfeiting; coupled with
transportation to the colonies, this meant that England provided the
colonies with a steady flow of experienced counterfeiters. In self
defense South Carolina enacted a harsher penalty. A counterfeiter
convicted in South Carolina's colonial courts would not live to offend a
second time. On the other hand, could a colony impose a punishment that
exceeded the sanction available in England? In Mellichamp the two
colonial judges present on the bench disagreed concerning the repugnancy
of the South Carolina counterfeiting statute. There was no question that
English law permitted a convicted counterfeiter to claim benefit of
clergy; the South Carolina statute gave him no alternative to being hung
on the gallows. However, the issue was whether the South Carolina
statute was void because of repugnancy. Chief Justice Robert Wright was
of the opinion that it was null and void. He reasoned that the South
Carolina Commons House of Assembly was authorized by the Governor's
commission, and thus was a creature of the royal prerogative. As such
its enactments grew out of the prerogative, and were subject to the
constitutional principle that the Crown could not undo by its
prerogative that which had been enacted by the King in Parliament.
Therefore, the statute passed by the South Carolina Commons House of
Assembly was null and void.
By way of contrast, Associate Justice
Thomas Lamboll held the South Carolina law both valid and applicable,
and therefore, Mellichamp should be denied his clergy. Lamboll took a
strikingly different view of the constitutional authority of the South
Carolina Assembly. While admitting that the Governor's Commission
conferred legislative authority upon the colonial legislature to make
such laws as were necessary, he believed that the Assembly's power, and
hence the constitutional validity of its enactments was legitimated by
the consent of South Carolina voters represented by the Assembly. Since
the provincial government was charged with keeping the peace, and thus
required to establish adequate deterrents to counterfeiting, there was
no question that it was authorized to establish penalties appropriate
to, and tailored to fit, local conditions.
Of course, the final decision in
Mellichamp is unknown. If another judge subsequently appeared to break
the tie--and perhaps the accused's neck--we shall never know. The local
newspapers carried no further information concerning the case.
Mellichamp deals with much broader issues
than repugnancy and judicial review. Suffice it to say that I suggest to
students that these views of colonial legislative independence on one
hand, and the royal prerogative on the other, were among the many
constitutional causes
of the American Revolution that broke out
some four decades later. To generate discussion, it is useful to ask
them to consider the colonial impact of the Glorious Revolution of 1689,
and which of the two judges represented a pro-British interpretation of
the imperial constitution. The case also teaches us a lesson about
federalism. When criminal sanctions in one colony are increased,
would-be offenders may be induced to move their activities elsewhere,
but at the same time, a rigid, uniform and "federal" penalty may
eliminate the need for a colony to resort to this type of self-help. And
given the empire-wide scope of the counterfeiting rings, a central and
federal solution may well have been the only effective criminal
sanction.
Of course Mellichamp is only part of the
background of judicial review, predicated as it is upon a superior
federal law, and the need for uniformity of law throughout a federal
empire or nation. Marbury represents a slightly different form--the use
of a superior Constitutional standard to invalidate an inconsistent
statute. I use Dr. Bonham's Case as an example of an appeal to a higher
law, perhaps to negative even an act of Parliament.(5)
Bonham's case supplements Somersett v. Stewart, an 1772 English decision
that uses natural law arguments to prevent the forcible return of a
former slave to servitude in Jamaica.(6)
These cases provide a good opportunity to ask about the moral aspects of
positive law, and the degree to which property interests should be
protected against assertions of individual liberty and the dignity of
every human being. Finally, I believe these cases show the
sophistication of eighteenth-century legal arguments over the nature of
the British empire and the meaning of its constitution. Americans might
have been mere colonials, but provincial they were not.
The Constitution and Property
Rights
The historical importance of property
rights is something that escapes most students today, and for that
reason it is useful to expend some time on the central position of
private property to eighteenth and nineteenth century American law. For
some time I have approached this task by using what I have called the
"women and wine" portion of the course. As you might suspect, the first
topic is the status of married women's property at common law, and how
that is altered by the married women's property acts passed by several
states in the nineteenth century.
The law dealing with the property of
femes covert provides a stark contrast to contemporary social and legal
norms. It highlights the first steps in the immense changes that have
occurred in domestic relations law and in the ancient social institution
of the family. At the outset these changes in economic rights were
slowed by judicial concern for a husband's property rights. A look at
private law cases permits me to discuss the complexity of classifying
specific types of property. I can force the students to look at the
balances that the courts struck between applying remedial legislation on
one hand, and protecting what were considered vested private property
rights on the other. And just as students they are about to condemn the
stodgy old judges as being obstructers of social change, there are cases
for the period that illustrate how the courts applied traditional
equitable protections for women. Those remedies were used far before the
Married Women's Property Acts were contemplated, and were effective
shields against unfair and inequitable decisions otherwise mandated by
common law.(7)
Property rights are also involved in
mid-nineteenth century efforts to prohibit the sale, and hence the
consumption, of alcoholic beverages. It is useful to focus upon New York
state's abortive attempt to implement state-wide prohibition in the
1850s. Wynehamer v. People (1856) provides a fascinating spread of
judicial opinions concerning the property rights of saloon keepers in
liquor that was in their possession on the effective date of
prohibition. Despite arguments that liquor was a menace to the public
and not entitled to judicial protection, a majority of the New York
Court of Appeals favored either compensation to the saloon owners or
relaxation of the law to permit the sale of alcoholic beverages until
the existing stock was exhausted. Again, how far was a legislature
permitted to go in eliminating a serious social problem, and is it
within the authority of judges to nullify actions taken by the
representatives of the people?
Since Wynehamer precedes the Dred Scott
case by just one year, a comparison of the two cases facilitates
discussion of one of the critical political problems of antebellum
America--how could the Union be preserved when the moral issue of
slavery was driving it apart? That problem carried with it significant
constitutional questions, and it set the stage for the greatest
alteration in the framework of American federalism--the ratification of
the Thirteen, Fourteenth, and Fifteenth Amendments. Despite the severe
and painful moral issues it presents, I introduce Dred Scott as a
property rights case, for that is the way most of the justices chose to
view the matter.(8) That links it to
Wynehamer, which involved both property issues and the considered
judgment of a large portion of society that intoxication was a sinful
practice that sapped the moral fiber of Americans even as it undermined
the economic welfare of victimized wives and children. In addition Dred
Scott is a jurisdictional case that depends upon diversity of
citizenship. As such it is critical to teaching the broad implications
of the Fourteenth Amendment in terms of a new theory of citizenship.
Within the context of that new federal citizenship, one can begin what
will be an extensive elaboration of civil rights and civil liberties.
Without the insights gained from a careful study of Dred Scott, it is
almost impossible to understand the modern concept of federal
citizenship, and our current understanding of due process and equal
protection.
The Northwest Ordinance, Slavery,
and Sovereignty in Early America
Mentioning Dred Scott reminds me of an
aspect of the case that has puzzled me for years. As we all know Dred
Scott involved the Missouri Compromise, and the Supreme Court's
nullification of that compromise was a severe, if not a fatal,
restriction upon Congressional ability to defuse the nation's explosive
potential for civil war. However, Dred Scott resided not only in the
Louisiana Purchase territories, but also in the old Northwest Territory.
The Northwest Territory was free territory under the 1787 Northwest
Ordinance as well as under the Illinois state constitution of 1818. Yet
this state of the law and the unquestioned fact that Dred Scott was
subject to the terms of the Ordinance, seems to have passed unnoticed in
the majority opinions. Why?
In revising my teaching materials I have
recently come across an interest gloss on both property rights and the
nature of the federal union prior to 1789. It involves the status of
Black Americans held in slavery in Illinois in the early nineteenth
century.(9) These were persons descended
from slaves held by French settlers in Illinois during the eighteenth
century. By treaty between the British and French governments in 1763
the property rights in these slaves were to be protected, and it was
therefore argued in Illinois courts that they remained slaves even after
the passage of the Northwest Ordinance and the admission of Illinois as
a state in the federal union. The Supreme Court of Illinois in Jarrot v.
Jarrot rejected that view of the matter. Instead it held that the
Northwest Ordinance eliminated all vestiges of slavery in Abraham
Lincoln's home state, and that all slaves resident in the territory in
1787 were free, as were any children born to slaves after 1787. The
federal implications of the decision are most interesting.
As I read the Illinois Supreme Court's
1845 opinion in Jarrot v. Jarrot, the central government of the United
States of America under the Articles of Confederation held plenary power
over the Northwest Territory-in the words of the Court, Congress was
sovereign and as such, it had the power to abolish slavery. Congress was
not limited, either by treaties entered into by Britain or France as
prior sovereign powers, not did any constitutional mandate in favor of
private property restrict its discretion. Viewed in this light the
Confederation Congress possessed legislative supremacy which, at least
in theory, was equal to that of the British Parliament. For our
purposes, it suggests that limits upon federal legislative power are not
a product of the existence of a federal system, but rather arise from
the ratification of the Federal Constitution and the Bill of Rights. In
constitutional theory, if not in political fact, the Confederation
Congress was a stronger federal government than is our current system.
Chief Justice John Jay in Chisholm v.
Georgia (1793) expressed the view that in 1776 sovereignty passed from
the British Crown directly to the United States, and not to the various
states which then comprised the Union(10).
It was something of a shocking statement at the time, but Jarrot
confirms that this expansive view of federal power in the territories
persisted well into the nineteenth century. In Jarrot it served the
humane and useful purpose of freeing from slavery a number of long-time
residents of Illinois. For me, the Supreme Court's failure to deal with
the Northwest Ordinance in the Dred Scott case begins to make more sense
when considered in the light of Jarrot.
In my heart I always knew that John Jay
was right!
Conclusion
All of these private law issues take time
to discuss, and there is no question that a more traditional "Supreme
Court decisions" approach would be more efficient. It would also be
easier to understand, but do we teach constitutional history to provide
an antiquarian adventure, or are we involved in examining historical
events in the past that were never as simple as they appear to us in
retrospect? Adding a private law dimension to an undergraduate
constitutional history course requires harder work from student and
instructor alike, but it makes the subject matter come alive and places
constitutional decision within a proper disciplinary framework.
Understanding private law also places an
additional burden upon students--they must learn the rudiments of case
analysis. Obviously this is a slow process--slow even in law school
classes! On the other hand, I find that undergraduates can be brought
into this method by a little bit of judicious "spoon feeding." For
several weeks at the beginning of the term I take about fifteen to
twenty minutes of my class hour dealing with the materials to be read
before the next class meeting. This starts the students into their
reading with a clear idea of what they are to look for, and what they
can expect to find in the cases, the statutes or the secondary
materials. It requires a bit more work from me, and it eases their
transition into reading legal materials. I don't expect them to be law
students when they finish studying constitutional history. I do believe
they are better equipped as historians who are interested in the Federal
Constitution. My submission to you is that--in this regard at least--oil
and water do mix rather well.
Notes
1. Robert W. Gordon, "Introduction: J.
Willard Hurst and the Common law Tradition in American Legal
Historiography," Law and Society Review, X (1975) 9-55, at 9-12, 20-25.
2. Joseph H. Smith, Cases and
Materials on the Development of Legal Institutions (St. Paul: West
Publishing Co., 1965), 432-434, 448-449, contains a good summary of the
law of repugnancy. A more extended discussion of judicial and
legislative review is available in Smith's Appeals to the Privy Council
from the American Plantations (New York: Columbia University Press,
1950), 523-653.
3. Herbert A. Johnson, American
Constitutional and Legal History: Cases and Materials (San Francisco:
Austin & Winfield, 1994), 51-54. The case is more completely analyzed in
Robert Cook, "Judicial Review and Legislative Power," in South Carolina
Legal History, Herbert A. Johnson, ed. (Columbia: Southern Studies
Program, University of South Carolina, 1980), 83, at 86-89.
4. The literature on counterfeiting in
colonial North America is extensive. A good beginning point is Kenneth
Scott, Counterfeiting in Colonial America (New York: Oxford University
Press, 1965). .
5. 8 Coke Reports 107a-121a, 77
English Reports, Full Reprint, 638-658 (Common Pleas, 1610), reprinted
in Johnson American Legal and Constitutional History, 68-73.
6. Loffts' Reports 1-18, 98 English
Reports, Full Reprint, 499-510 (King's Bench, 1772(, reprinted in
Johnson, American Legal and Constitutional History, 41-51. The case is
discussed in William M. Wiecek, The Sources of Antislavery
Constitutionalism n America, 1760-1848 (Ithaca: Cornell University
Press, 1977), at pp. 20-39.
7. See Johnson, American Legal and
Constitutional History, 335-377. For a review of nineteenth-century
family law see Michael Grossberg, Governing the Hearth: Law and the
Family in Nineteenth Century America (Chapel Hill: University of North
Carolina Press, 1985); the legislative history of the New York Married
Women's Property Act is detailed in Norma Basch, In the Eyes of the Law:
Marriage and Property in Nineteenth Century New York (Ithaca> Cornell
University Press, 1982).
8. Ibid.,228-246, 394-410.
9. Jarrot v. Jarrot, 7 Illinois 1
(1845)
10. 2 Dallas 419, at 469; on May 4,
1786, Jay had written to John Adams that state legislatures should be
"considered, with relation to the Confederacy, in the same light to
which counties stand to the state of which they are parts, viz. merely
as districts to facilitate the purposes of domestic order and good
government." William Jay, The Life of John Jay, 2 vols. (New York: J. &
J. Harper, 1833), I, 249-250.