Pauline Maier.
American Scripture: Making the Declaration of Independence.
New York: Alfred A. Knopf, 1997. xxi + 304 pp. Bibliography and index.
$27.50 (cloth), ISBN 0-679-45492-6 .
Reviewed by:
R. B. Bernstein , New York Law School and Brooklyn College, CUNY.
Published by:
H-Law
(September, 1997)
The
Container for the Thing Contained
I. The Metaphor and Its Relevance
One of James Thurber's wry reminiscences focuses on his
high-school English teacher, who sent her students on scavenger hunts for
figures of speech in Shakespeare's plays. Her favorite quarry was "The
Container for the Thing Contained." For example, in the opening lines of
his funeral oration in Julius Caesar, Mark Antony is not really
asking his audience to lend him their ears; instead, he is asking them to
lend him the functions of listening and attention that their ears contain.
To be sure, a single-minded chase after such a limited
target can degenerate into a literary search-and-destroy mission; as
Thurber recalled, his teacher reduced Shakespeare's plays to a vast trash
heap of language to be sifted for figures of speech abstracted from
context. Nonetheless, grasping the relationship between the Container and
the Thing Contained can deepen our understanding--as Pauline Maier, the
William R. Kenan, Jr., Professor of American History at MIT, has
demonstrated with American Scripture.
The central theme of Maier's book is that the Declaration
of Independence has become a vast "Container for the Thing Contained." Not
only does it hold far more than we conventionally associate with it--in
the more than two centuries since its adoption, we have added to its
contents far more than its drafters and adopters had intended.
Our conventional associations with the Declaration are
large and varied in their own right. As a physical artifact, the
Declaration of Independence has become an icon of American independence
and national identity. As a political statement, it has become the central
articulation of American values and political principles. Finally, as a
literary text, it has become the single greatest achievement of perhaps
the most gifted writer of the Revolutionary generation, Thomas Jefferson.
As Maier shows, however, these conventional associations
concerning the Declaration are problematic: they blur or cloak a complex,
remarkable set of political processes that gave rise both to both the
declaration of American independence and to the Declaration itself, which
announced that decision "to a candid world." Moreover, our array of
conventional associations overemphasizes the roles of the "usual suspects"
in the origins of American Independence--specifically,
Jefferson.
The victims of this misplaced emphasis are groups of politicians. Some
were famous, such as the delegates to the Second Continental Congress;
others were largely unknown or forgotten--gatherings of dozens or hundreds
of ordinary Americans who took part in local political discussion and
action on the great issues of
Independence
and nationhood.
This book's title signals Maier's point: American
Scripture is about how American independence and its most famous
symbol, the Declaration itself, were truly the handiwork of the American
people and their politicians rather than of one inspired "Author."
Moreover, as her subtitle suggests, "Making the Declaration of
Independence" was a process that neither was confined to the spring and
summer of 1776 nor ended with Congress's adoption of the Declaration on 4
July 1776. Indeed, Americans have continued to write and rewrite, to
reshape and reformulate, the meanings of Independence and the Declaration
from that day to this.
II. The Book's Structure and Argument
In rough chronological order, the four chapters of
American Scripture set independence and the Declaration within four
different yet complementary contexts. They thus present four linked
explorations of the "Things Contained" within the "Container" of the
Declaration.
Chapter 1, "Independence," examines how the Second
Continental Congress came to declare American independence, to commission
the drafting of the Declaration, and to adopt it as its explanation for
declaring independence. This chapter builds naturally on Maier's
influential first book, From Resistance to Revolution (1972); even
so, its account of the origins of Congress's decision for independence is
fresh and illuminating, juxtaposing events outside Congress with the
delegates' debates and highlighting their private struggles with their
novel, increasingly burdensome responsibilities. As Maier shows, Congress
tried to keep pace with its delegates' sense of the gradual development of
American public opinion on the issue of
Independence;
Congress continually sought to avoid forging beyond or lagging behind
whatever political and constitutional options the people were ready to
contemplate and endorse. She notes in passing that the Declaration of
Independence was but one of a series of petitions, addresses,
declarations, and state papers that the First and Second Continental
Congresses issued to an array of prospective audiences--to respond to and
to shape public opinion at home and abroad.
Maier begins Chapter 2, "The Other Declarations of
Independence," by exploring the constitutional and literary precedents for
the Declaration in English constitutional and political history, focusing
on the Declaration of Rights of 1689 (re-enacted later that year as the
Bill of Rights). She then turns to the profusion of formal and informal
declarations, resolutions, grand jury charges, and instructions to
Congress by which various groups of Americans, ranging from town meetings
to county conventions to provincial congresses, explained and justified
their willingness to sever their ties with their former mother country and
endorse independence. As Maier suggests, the impetus for this array of
"'other' declarations of independence" (which she catalogues in Appendix A
and illustrates in Appendix B) was probably an effort by Congressional
advocates of independence to amass a convincing display of public opinion
in their support. As Maier concedes, these sources have their limitations;
some of them were adopted by small groups of politicians or citizens
purporting to speak for larger bodies of the citizenry, while others,
which professed to be a constituency's instructions to their elected
representatives, were probably drafted in whole or in part by those who
were to be instructed. Nonetheless, "[d]espite their shortcomings, the
state and local 'declarations of Independence' offer the best opportunity
to hear the voice of the people from the spring of 1776 that we are likely
to get" (p. 49). Furthermore, despite the variations from colony to colony
or town to town, these declarations have more in common than we might
expect. This chapter represents a major advance in our understanding of
the process by which the American people came to embrace independence, and
of the still-difficult task of assessing American public opinion in the
age of the American Revolution.
Chapter 3, "Mr. Jefferson and His Editors," surveys the
seemingly familiar ground last covered by Carl Becker in 1922 and by
Julian Boyd, the founding editor of The Papers of Thomas Jefferson,
in 1943 and 1950; even so, it is a superb case study of revisionist
historical detection (in the best sense of revisionism). Retracing the
process by which Jefferson prepared the original draft of the Declaration,
his colleagues on the drafting committee edited his work, and the Second
Continental Congress reshaped and significantly improved the committee
draft, Maier provides valuable corrections to our understanding of the
Declaration's drafting. In particular, she demonstrates that Jefferson,
rather than being the sole "Author" of the Declaration, as his epitaph
proclaims, was a skilled draftsman who made use of several models, such as
his own 1774 pamphlet A Summary View of the Rights of British America,
his June 1776 draft preamble to the Virginia constitution, and George
Mason's June 1776 Virginia Declaration of Rights (the latter two in turn
indebted to the English Declaration of Rights of 1689). Moreover, far from
being the insensitive or cowardly editors of popular legend who deleted
eloquent parts of
Jefferson's
draft, the Second Continental Congress emerges in Maier's account as a
superb editorial committee, paring away irrelevancies and weak points to
produce a stronger, more persuasive Declaration.
Chapter 4, "American Scripture," again breaks new
ground--though its methodology parallels that of Merrill Peterson's
now-classic study The Jefferson Image in the American Mind (1960).
Just as Peterson set out to assess "what history made of Jefferson" rather
than "the history Jefferson made," Maier examines what history made of the
Declaration of Independence, from its promulgation in 1776 to Abraham
Lincoln's Gettysburg Address in 1863. This chapter is a subtle, nuanced
account of how Americans gradually shifted their emphasis to the
now-famed, eloquent opening paragraphs of the Declaration with their
proclamation of "self-evident truths" such as the equality of human beings
and their inalienable rights. Maier concludes by arguing that Lincoln's
famed redefinition of American national origins and core political values
in the Gettysburg Address, like the Declaration itself, was less an
original act of nationalist authorship than Lincoln's shrewd articulation
of an evolving consensus among the American people. Unfortunately, this
chapter suffers from what is generally a virtue of Maier's fine book; its
concision works against it. Maier could have expanded her discussion of
the Declaration in the American mind to take account, for example, of
African-American constitutional argument that often focused on the
Declaration, most famously in Frederick Douglass's 1854 speech on the
meaning of the Fourth of July for African-Americans.
Bracketing these four chapters are an Introduction and an
Epilogue. The Introduction presents the history of the document known as
the Declaration of Independence, housed today in the National Archives;
the Epilogue examines the Declaration as an element of the design of the
Jefferson Memorial. In these parts of American Scripture, Maier
surveys the gap between what might be called academic history and what
Henry Steele Commager called "the usable past." Unlike many historians,
most Americans get their most memorable exposures to history through
visiting such "secular shrines." For example, for every American who reads
a biography of Thomas Jefferson, for example, twenty at least visit either
Monticello or the Jefferson Memorial; for every American who reads a book
about the Declaration, probably fifty visit the actual parchment reposing
in the Archives. (This difference between the historian and the ordinary
citizen emerges from Maier's disarming admission that she first beheld the
Declaration of Independence in 1995, midway through writing this book.)
Such historic sites are focal points of the national memory--but, Maier
asks, what historical lessons do they teach? The Declaration's display
(first in the Library of Congress and, since the 1950s, in the National
Archives) as the centerpiece of an altar-like construct within a vast
temple of American
history elevates that history beyond the power of human beings to achieve
or to emulate. Similarly, the Jefferson Memorial presents itself as a
temple of democracy and its focal point is a commanding, almost superhuman
statue of Jefferson. As Maier argues, such deification of the Declaration
and its "author" clashes with the actual history of the Revolutionary
generation--subverting both the declaration of American independence and
the ideas and arguments that the Declaration presents.
III. The Competing Historical Claims of Politics and Ideas
American Scripture
differs significantly from most earlier studies of the Declaration of
Independence. Early books on the subject, by Herbert Friedenwald (1904)
and John Hazelton (1906), were more antiquarian than historical; Maier's
endnotes show her indebtedness to Friedenwald's and Hazelton's industrious
research, and her text suggests how such older works of antiquarian
scholarship can provide grist for a cutting-edge work of historical
interpretation. Carl Becker's The Declaration of Independence: A Study
in the History of Political Ideas (1922) and Garry Wills's
Inventing America: Jefferson's Declaration of Independence (1978), the
former "standards" on the subject, both concentrated on the intellectual
world from which the Declaration (in Wills's case, Jefferson's draft of
the Declaration) emerged. Becker stressed the profound influence of John
Locke's political philosophy on the Declaration's most famous passages;
Wills challenged Becker's claims for the centrality of individualist
Lockean liberalism in American thought, proposing instead the
communitarian Scottish "common sense" philosophical position associated
with such figures as Thomas Reid. Both Becker and Wills thus discounted or
neglected (as Becker explicitly admitted he had done) the political
processes that are at the focus of Maier's book.
Maier's argument on this point, recapitulated in her
Chapter 3, is subtle and complex. First, Maier endorses the Lockean
reading of this passage, noting the demolition of Garry Wills's
anti-Lockean interpretation of the Declaration by Ronald Hamowy in an
influential article in the William and Mary Quarterly (1979). Maier
goes further, however. She insists that the search for Lockean or
anti-Lockean roots for this passage is not relevant to understanding the
declaration of American Independence. For one thing, Jefferson drew his
most "Lockean" passages from George Mason's Virginia Declaration of Rights
of 1776. For another, the famed passage so often anatomized by modern
historians is actually a long and careful rationale for its peroration:
the exposition and defense of the right of revolution. It must be read
in toto to be grasped at all. Furthermore, the "right of revolution"
was not just Lockean--it was associated with John Milton, Algernon Sidney,
and a host of other English thinkers: "By the time of the Revolution those
ideas had become, in the generalized form captured by Jefferson, a
political orthodoxy whose basic principles colonists could pick up from
sermons or newspapers or even schoolbooks without ever reading a
systematic work of political theory. The sentiments that
Jefferson
eloquently expressed were, in short, absolutely conventional among
Americans of his time" (p. 135).[1]
The attractions of the Declaration's renowned second
paragraph for modern historians and political theorists are
understandable. As Maier notes, "Academics ... are generally more
comfortable...in the transatlantic world of ideas ... than in the grubby
world of eighteenth-century American politics ..." (p. xvi). It is that
"grubby world" that Maier recovers and elucidates with consummate skill.
Maier's comment also signals the emergence of a valuable approach to the
study of the political history of the American Revolution and the early
Republic. In these ways, Maier's book resonates with Jack N. Rakove's
Original Meanings: Politics and Ideas in the Making of the Constitution
(1996). Like Rakove, Maier is a Namierite historian, but in ways that
refine and improve on standard Namierite political history.
Namier, of course, was Sir Lewis Namier, whose close-focus
studies of English political history in the age of the American
Revolution--most famously, The Structure of Politics at the Accession
of George III (1929)--defined the conventional wisdom about that
subject for a generation. Like Namier and Rakove, Maier focuses on the
actual conditions of political thought and action. Also like Namier and
Rakove, Maier stresses what the acerbic, shrewd Massachusetts Federalist
Fisher Ames called "the ordinary event of the political drama." Whether
Maier is discussing the ever-shifting cast of delegates to the Continental
Congress, or the mixture of politicians and polemicists taking part in the
Declaration's framing and adoption, the politicians whom she writes about
are just that--politicians, confronting a series of political problems
requiring solution, struggling with one another to devise politically
feasible solutions that respond to the challenges at hand.
Like Rakove, Maier goes beyond Namier in one key respect,
thus presenting a refined "neo-Namierite" approach to political history.
Namier taught that political historians study the clashes of ambition and
interest among a group of elite and would-be elite politicians jockeying
for position and power. For Namier, as for his contemporary, the Roman
historian Sir Ronald Syme, ideas were mere window-dressing, "political
catchphrases"--convenient labels to elevate your own cause, to denigrate
your adversary's cause, and to evoke the appropriate response from the
huddled mass of the electorate.
By contrast, again like Rakove, Maier regards ideas,
ideologies, and arguments as integral to what "really" happened in
political history. Even so, she argues that political ideas, ideologies,
and arguments are and must be understood as tools in the hands of
political actors, which enabled them to respond to actual political
problems and to propound feasible political solutions to those problems.
Ideas in the context of political history are not always subservient to
but nearly always are molded and constrained by the political conditions
that make some ideas valuable, useful, and even powerful; rule other ideas
out of court; and force adaptations or accommodations of still other ideas
to actual political problems. Thus Maier's analyses of political ideas are
not abstracted from the political context of the American founding.
Rather, as she proves, the Revolutionary generation's conceptions of such
ideas and the uses to which they put them in framing arguments were, in
turn, shaped by the political contexts in which they operated and the
political problems they faced.
Thus, American Scripture is also a rewarding
exemplar of neo-Namierite political history's promise for the study of the
American Revolution and of the constitutional and political systems that
the Revolutionary generation devised to make the promises of independence
a reality.
Notes
[1].In
many ways, this part of Maier's argument echoes the pathbreaking and
iconoclastic 1981 essay by Professor John Phillip Reid of New York
University Law School,
"The Irrelevance of the Declaration."
Library of Congress
Call Number: E221 .M24 1997
Subjects:
* United States. Declaration of Independence
* United States -- Politics and government --
* 1775-1783
Citation: R. B. Bernstein . "Review of Pauline Maier,
American Scripture: Making the Declaration of
Independence,"
H-Law, H-Net Reviews, September, 1997. URL:
http://www.h-net.org/reviews/showrev.cgi?path=16070878688644.
“[Maier] insists the
political turmoil of the first half of 1776 shaped the Declaration, just
as nineteenth-century political passions reshaped it into the antislavery
text celebrated by Abraham Lincoln…Maier’s analysis does not supersede all
earlier accounts…But she has placed the document in a broad, even
tumultuous political context that invigorates it and gives it new
meaning.”
John M. Murrin, review of
American Scripture: Making the Declaration of Independence, by
Pauline Maier, The American Historical Review 104 (April 1999):
560.