Christopher Edley, Jr.
Not All Black and White: Affirmative Action, Race, and American Values.
New York: Hill and Wang, 1996. xix + 294 pp. Tables, bibliographical
references, and index. $25.00 (cloth), ISBN 0-614-9575-32 ISBN
0-8090-295-53; $15.00 (paper), ISBN .
Reviewed
by:
Kenneth De Ville , East Carolina University.
Published by:
H-Law
(February, 1997)
Affirmative action is one of the most painfully complex and emotionally
laden issues in American public life. Unfortunately, public debate on the
issue, both pro and con, is replete with insufficient empirical evidence,
unexamined and narrow premises, gross generalizations, and poorly defined
and articulated goals. It is also too frequently punctuated by irrational,
dishonest, and almost violent outbursts of partisanship. Christopher Edley,
Jr., in Not All Black and White: Affirmative Action, Race, and American
Values, argues that traditional approaches to the affirmative action
discussion--in fact the terms of the debate itself--have skewed our view,
handicapped solutions, and exacerbated race relations. He suggests that the
United States will not be ready for a thoughtful debate about solutions
until we as a society understand that affirmative action is ultimately about
values and the commitments that those values demand. He does not ask
Americans to commit blindly to any particular policy but instead builds an
analytical framework within which to examine social commitments regarding
disadvantaged groups, and their consequences, in a detailed, balanced,
rational, and explicit fashion. A former White House special counsel who
helped President Clinton develop his "Mend it, Don't End It" affirmative
action policy, Edley is not neutral. He is openly an advocate. However, his
presentation of opposing viewpoints is balanced in the best scholarly
tradition, and he candidly faces the problematic nature of affirmative
action arguments and polices. As a result of its honesty, Not All Black
and White, though ultimately an argument in favor of carefully
considered and constructed affirmative action programs, also serves as an
effective summary and articulation of the moral, policy, and legal arguments
regarding the practice, and is useful, regardless of the reader's personal
policy conclusions. It is, as he intended, a book about hard choices and how
to think about them, a book that will move readers and, one hopes, the
country beyond the traditional debate.
Edley,
now a law professor at Harvard, offers a useful summary of the history of
affirmative action law. Because this society is constitutionally based,
because its legal tradition favors individual liberty and limited intrusion
by the state, the legal dimensions of affirmative action programs are an
integral component of the debate. Edley outlines the jurisprudence of the
commerce clause, the 5th and 14th Amendments, and the statutory remedies
created by the various Civil Rights acts. He explains how in race, and other
areas, some of the traditional limitations born of federalism have been
superseded and how both state and the federal governments have exercised
constitutionally permissible oversight over the actions of individual
citizens. After discussing classic cases such as Brown v. The Board of
Education and Regents of University of California v. Bakke, Edley
analyzes current trends. He explains how cases such as Richmond v. Croson
and Adarand v. Constructor, Inc. Pena have cast a constitutional pall
over many if not most affirmative action policies, by making choices that
were once matters of prudential judgment and public policy into the likely
fodder for constitutional litigation.
Moreover, the new tendency of courts to rely on the strict scrutiny test of
equal protection jurisprudence may make it profoundly difficult for
government entities to legally justify their programs. The history of racial
discrimination in this country usually justifies the demand that
policymakers who classify based on race demonstrate that they are serving a
"compelling state interest" and that their action is narrowly tailored to
serve that interest. Edley, however, argues that strict scrutiny analysis
should not be applied to affirmative action programs because such policies
are intended to aid, not disadvantage, a race. A lower level of equal
protection scrutiny would be sufficient to assure that justice is served.
Interestingly, Edley observes that distinctions based on gender need only be
substantially related to an important government interest, the intermediate
level of equal protection analysis. Thus, under current law, it appears as
if it may be easier to justify affirmative action policies for women than it
is for African Americans. In addition, there appears to be only a slim body
of case law that will support preferential polices based on the importance
and benefits of diversity. Under current affirmative action jurisprudence,
it is becoming increasingly difficult to justify a preferential policy on
anything other than "remedial" grounds--that is, that preference is
necessary to remedy disadvantage caused by past wrongs. Remedial policies,
too, may be in legal jeopardy because many were implemented without
well-documented evidence of racial discrimination and its impact. Edley is
convinced that such evidence could be marshaled to face challenges to many
currently existing remedial policies, but he is concerned that courts may
not accept ad hoc evidence that was unavailable to policymakers when the
affirmative action programs were instituted. Evidence may also be difficult
to acquire, in that formal and obvious discrimination has dissipated
somewhat and may therefore be more difficult to prove, even in cases where
it or its effects still exist in other forms.
Edley
is clearly pessimistic about the legal status of affirmative action in the
wake of cases such as Croson and Adarand, and, although he
does not mention it, the Supreme Court's denial of certiorari in the
controversial Hopwood v. Texas (1996). Although it is good that he
does not exude false confidence over an obviously disintegrating
jurisprudential situation, he would have preformed a service by more fully
outlining a legal theory with which to counter current trends. An explicitly
historical examination of 14th Amendment jurisprudence (for example,
Strauder v. West Virginia [1880], Plessy v. Ferguson [1896],
Cumming v. Richmond Co. Board of Education [1899]) might demonstrate how
and why federal courts have come to hold that the 14th Amendment means that
policymakers cannot distinguish based on race, rather than that they cannot
distinguish based on race with the intent or effect of disadvantaging that
race, a distinction that is currently imperiling affirmative action
programs.
Edley,
however, does not focus on the constitutional issues because he contends
that the "crude scrutiny of law" is an ineffective method by which to
resolve value judgments. Law, of course, is not divorced from social values;
but Edley contends that affirmative action debates are richer and involve
values, ideals and aspirations--competing "visions" of what America should
be like. It is a coherent moral vision of America,
not reliance on legal precedent, that will allow society to decide what
kinds of benefits justify which ones are costly, as it evaluates affirmative
action policies. It is Edley's goal to identify and evaluate several
possible visions of what constitutes American core values.
Edley
critiques the standard set of arguments for and against affirmative action
programs. Some critics argue that affirmative action programs are suspect
because they are both over- and under-inclusive--that is, aiding well-to-do
African Americans while ignoring genuinely disadvantaged whites or unfairly
disadvantaging others. Others claim that the programs undermine the
genuinely important notion of merit, stigmatize African Americans, and
deepen racial divisions. Edley confirms that these arguments have substance
and that each should be taken into consideration whenever contemplating a
preferential policy. But he also explains that they are complex factors and
that one's evaluation of each is intrinsically bound up with one's overall
societal vision.
Edley
outlines and evaluates three central visions of American race relations:
color-blindness, morally equal opportunity, and diversity or inclusion.
Color-blindness is a much misunderstood and misused term. Those who advocate
a truly color-blind scheme typically argue in favor of vigorous
anti-discrimination enforcement and against many forms of affirmative
action. Preferential programs could be justified under this vision only in
those cases in which there was clear evidence of racial discrimination
leading to clear disadvantages, a very difficult threshold according to
Edley. Color-blindness, for Martin Luther King, did not mean that we could
not take consideration of race in any circumstance, but rather that the
country should purge itself of its discriminatory prejudice. Edley claims
that a strict color-blind scheme after generations of color-conscious
discrimination cannot be portrayed as a neutral position. It is an idea
that, in its pure form, came two hundred years too late and two generations
too early. And although color-blindness seems to boast the advantage of
leaving the merit system intact, that system has always been influenced by a
wide range of subjective factors. Finally, a pure color-blind vision
profoundly underestimates the degree of damage that has been wreaked upon
African Americans.
Edley
is more sympathetic to a vision of America and race relations that stresses
both anti-discrimination and equality of opportunity. These principles,
Edley notes, are widely accepted in the abstract, even if there is great
dispute over their meaning, content, and application. Whereas a color-blind
vision would allow remedial action to be taken only where outright
discrimination has caused clear and documented injury to a specifically
defined individual or group of individuals, a vision that stresses morally
equal opportunity would allow a far greater range of remedies. If the
American goal is to give all citizens the full and equal chance to better
themselves, then it is incumbent on society to devise remedies to assuage
societally produced disabilities. Since the goal would be to create real
equal opportunity, there would be no reason to seek out and meet impossible
burdens of proof in demonstrating direct injury and assigning guilt to a
specific act of racism or discrimination. Instead, society should be willing
to view race and the burdens that come with race as a central reality in
American history, a history that has left African Americans less able to
compete. Mere elimination of discrimination, even if that were possible,
would never alleviate the environmental, inherited, psychological, economic,
and social challenges faced by contemporary African Americans. This vision
merely asks society to decide "[w]hich negative endowments, which
disadvantages, or handicaps must be remedied in order to give us the moral
satisfaction of knowing that opportunity is genuinely equal" (p. 117).
Edley
recognizes that the problems in implementing such a vision would be
substantial. Some groups would demand clear evidence of the existence of the
disabilities suffered by African Americans; other groups would deduce their
existence from the stark pattern of racial disparity in this country in
virtually every arena, and in the continued and veritable evidence of
outright discrimination. Moreover, Edley feels that the call for equality of
opportunity might still be resisted because it invokes the language of blame
and some will feel that an individual's personal link to wrongdoing and its
consequences is too remote to justify the costs of affirmative action
policies.
Edley
contends that the most tenable vision of America supporting affirmative
action polices in some situations is the value of diversity, or as he
prefers, "inclusion." He argues that liberals in the past have been too
quick to rely on a diversity/inclusion justification with little if any
explanation. Because there is a moral cost to all forms of affirmative
action, he explains, it is vital to explain explicitly why inclusion is a
moral and social good. The inclusion justification may be more effective
because it does not rely on the language of guilt, remedy, and rights. There
are specific ways in which inclusion will benefit both society and
individual institutions. Inclusion is an important antidote to the divisive,
yet sometimes non-discriminatory, tendency to associate and divide ourselves
into groups of people like ourselves. However, inclusion and familiarity
create tolerance, a civic virtue central to the American ethos. It is both
an acknowledgment and a tutor of the notion that we are part of a national
community. There is, in addition, instrumental justification for inclusion.
A police force, in order to be trusted and effective, must have a personnel
roster that roughly reflects the population that it serves. Similar claims
could be made for the legal and medical professions; to meet their
professional obligations, they must both possess insight and engender trust.
Although the demonstrable instrumental value of inclusion is somewhat less
obvious in university enrollment, interaction between different groups
produces learning and creativity, certainly one of the goals of academia.
Edley
admits that it may be difficult to measure the benefits of inclusion in some
contexts; therefore he insists that policies enacted on those grounds
carefully weigh the costs of the preferential measure. And while inclusion
will always warrant some weight as a justification, it will never be as
compelling as a policy justified as remediation for clear cases of
discrimination. But, for Edley, the justification of affirmative action
policies should always be a case-by-case endeavor. On one hand, thin
justifications and small benefits should always incite a very close scrutiny
of the costs of a program. On the other hand, if the costs associated with a
preferential policy are demonstrably low, then the justification for the
policy may seem less important. Edley closes his discussion with an extended
commentary on the value and creation of a community ethos. If various
parties discussing affirmative action viewed the problem through the lens of
communalism, they would be more likely to see racial inequity not as a black
versus white issue, but as a community predicament that requires a community
response. Such a view would banish divisive and problematic rights rhetoric
and legalistic complications and open the way for genuine solutions.
Edley's argument that the affirmative action discussion should focus not on
rights but on values is convincing. His intellectual objectivity, even in
the face of his own heartfelt commitment, is admirable, and he appears
genuinely concerned about the full range of moral, social, and economic
costs to implementing affirmative action policies. Edley observes that many
participants in the affirmative action debate believe that much could be
resolved with better empirical evidence. However, he cautions against
believing that better empirical evidence will create a solid consensus.
While
granting this, I believe his position underplays the value of good empirical
data. For example, what is the real injury suffered by a white male who does
not get into Yale Law School? Does he end up in a low tier, low prestige law
school? Or does he merely end up at Harvard? And if so, how much has he been
wronged? Edley is correct that such information and how it is viewed is
value laden, but it could go far toward resolving at least some aspects of
the debate. And, although he emphasizes the difficulty in obtaining such
information in a usable fashion, he ultimately advocates a much grander and
arguably more problematic remedy--the creation of a sense of community.
Edley's discussion of community, its merits and its creation, is eloquent
and inspiring. Many readers will be convinced by it. But convincing some
citizens, even most, that the good society is one in which community and
inclusion are central may not be enough. One still must contend with those
members of society who are not convinced. It is one thing to construct a
robust and persuasive argument that community is a worthwhile value, but it
is altogether another to ensure that the value is internalized. The reality
of a substantial minority of dissenters, even under the most optimistic
scenario, underscores the inadvisability of Edley's dismissal of the
libertarian strain of American social and political thought. Although there
are many grounds on which to question libertarian, individualistic, and
self-interested sentiments and beliefs, it is a position that is both well
developed and prevalent, and worthy of a response. Edley hopes for a
conversion, a "moral transformation." But, how does society answer questions
of policy in the meantime? While it is true that rights talk frequently
blurs important moral considerations, the option to pursue one's perceived
rights legally will remain for the foreseeable future. America--even one
that substantially shares a vision that elevates community and
inclusion--will be forced to give an audience to those individuals who feel
they have been wronged by affirmative action policies. Edley successfully
checkmates the rights arguments as a moral issue. As a legal issue and
practical reality, he is, sadly, less successful. However, the very
improbability of impending mass conversion increases the importance of
Edley's insightful and honest guidance on how to view and analyze existing
and future affirmative action policies in the short term.
Library
of Congress
Call Number: KF4755.5 .E33 1996
Subjects:
*
Affirmative action programs -- Law and legislation -- United States
*
United States -- Race relations
*
Racism -- United States
*
Afro-Americans -- Social conditions -- 1975-
*
United States -- Social policy -- 1993-
Citation: Kenneth De Ville . "Review of Christopher Edley, Jr, Not All Black
and White: Affirmative Action, Race, and American Values," H-Law, H-Net
Reviews, February, 1997. URL:
http://www.h-net.org/reviews/showrev.cgi?path=15584864864328.
“[Edley’s] thorough, useful book shows an academic’s
sense of nuance and complexity. Edley acknowledges that affirmative action
has risks and costs, but believes that the societal benefits justify them.”
Review of Not All Black and White: Affirmative
Action, Race, and American Values, by Christopher Edley, Jr.,
Publishers Weekly 243 (August 19, 1996): 49.